Form CRS and Form ADV Disclosure Documents, Additional Disclosure Documents, Privacy Notices, ERISA Section 408(b)(2) Disclosure Documents, Qualified Professional Asset Manager (QPAM) Exemption Disclosure Documents, and Trade Away Information*
You may view and print the Client Relationship Summary (“Form CRS”), Form ADV Part 2 disclosure document (the "ADV Disclosure Documents") and privacy notices (the "Privacy Notices") for (i) Citigroup Global Markets Inc. (“CGMI”), (ii) Citi Private Advisory, LLC (“CPA”), and (iii) specific third-party investment advisers/sub-managers (collectively, "Investment Advisers") by clicking on the relevant links below.
You may also view and print the ERISA Section 408(b)(2) Disclosure Documents (the "408(b)(2) Disclosures") for CGMI and specific third-party investment advisers/sub-managers by clicking on the relevant links below. For third-party investment advisers/sub-managers, the Privacy Notices and the 408(b)(2) Disclosures (if applicable and as provided by the third-party investment advisers/sub-managers) are included as part of, or attached to the end of, their ADV Disclosure Documents.
You may also view and print the qualified professional asset manager (QPAM) exemption disclosure documents for Citigroup Inc. and its affiliates, which include (a) Notice Regarding Granted Individual Prohibited Transaction Exemption for Citigroup Inc. and its Affiliates, (b) Proposed 5-Year QPAM Exemption,(c) Final 5-Year QPAM Exemption, and (d) Technical Corrections to Final 5-Year QPAM Exemption, and (e) Summary of QPAM Policies and Procedures.
CGMI has also collected information from Investment Managers about their “trading away” practices. You may view and print this information by clicking on the relevant link below. This information has not been independently verified by CGMI and CGMI does not make any representation as to its accuracy.
Please review these documents carefully as they provide important information about the Investment Advisers.
To view or print documents provided in PDF format, you will need to obtain the Adobe Reader, which is available free of charge at Adobe's website (www.adobe.com), and install it on your computer.
Client Relationship Summary (Form CRS)
|Citigroup Global Markets Inc.||Citi Private Advisory, LLC|
|CGMI FORM CRS||CPA FORM CRS|
ADV Disclosure Documents
|Citigroup Global Markets Inc. (CGMI)|
For the following advisory programs†:
†The Disclosure Document for the CIM Investment Management Program, which is offered through CGMI's bank affiliate Citibank, N.A. (pursuant to Regulation 9 issued by the Office of the Comptroller of the Currency) is no longer included in this brochure.
|CPB (CGMI) CLIENT CGMI ADV / CPB (BANK) CLIENT CGMI ADV|
|CGMI Financial Planning Service:||CGMI/CPB Financial Planning ADV|
|Citi Private Advisory, LLC (CPA)|
|CPB (BANK) CLIENT CPA ADV|
Additional Disclosure Documents
|Citibank, N.A. (CBNA)|
|CPB DISCLOSURE STATEMENT for Citi Investment Management (CIM) Programs offered through Citibank, N.A. pursuant to Regulation 9 issued by the Office of the Comptroller of the Currency.|
- Citi Private Bank Privacy Notice
- Citi Private Advisory, LLC Advised Funds Privacy Notice
- HedgeForum U.S. Funds Privacy Notice
- Citi Private Bank (Third Party Funds Distribution) Privacy Notice
ERISA Section 408(b)(2) Disclosures
- ERISA Section 408(b)(2) Disclosure Document Citi Investment Advisory Programs
- ERISA Section 408(b)(2) web site (for all Citi products and services)
Qualified Professional Asset Manager (QPAM) Exemption Disclosure Documents
- Notice Regarding Granted Individual Prohibited Transaction Exemption for Citigroup Inc. and Its Affiliates
- Proposed 5-Year QPAM Exemption
- Final 5-Year QPAM Exemption
- Technical Corrections to Final 5-Year QPAM Exemption
- Summary of QPAM Policies and Procedures