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Form CRS and Form ADV Disclosure Documents

Additional Disclosure Documents, Privacy Notices, ERISA Section 408(b)(2) Disclosure Documents, Qualified Professional Asset Manager (QPAM) Exemption Disclosure Documents, and Trade Away Information*

You may view and print the Client Relationship Summary (“Form CRS”), Form ADV Part 2 disclosure document (the "ADV Disclosure Documents") and privacy notices (the "Privacy Notices") for (i) Citigroup Global Markets Inc. (“CGMI”), (ii) Citi Private Advisory, LLC (“CPA”), and (iii) specific third-party investment advisers/sub-managers (collectively, "Investment Advisers") by clicking on the relevant links below.

You may also view and print the ERISA Section 408(b)(2) Disclosure Documents (the "408(b)(2) Disclosures") for CGMI and specific third-party investment advisers/sub-managers by clicking on the relevant links below. For third-party investment advisers/sub-managers, the Privacy Notices and the 408(b)(2) Disclosures (if applicable and as provided by the third-party investment advisers/sub-managers) are included as part of, or attached to the end of, their ADV Disclosure Documents.

You may also view and print the qualified professional asset manager (QPAM) exemption disclosure documents for Citigroup Inc. and its affiliates, which include (a) Notice Regarding Granted Individual Prohibited Transaction Exemption for Citigroup Inc. and its Affiliates, (b) Proposed 5-Year QPAM Exemption,(c) Final 5-Year QPAM Exemption, and (d) Technical Corrections to Final 5-Year QPAM Exemption, and (e) Summary of QPAM Policies and Procedures.

CGMI has also collected information from Investment Managers about their “trading away” practices. You may view and print this information by clicking on the relevant link below. This information has not been independently verified by CGMI and CGMI does not make any representation as to its accuracy.

Please review these documents carefully as they provide important information about the Investment Advisers.

To view or print documents provided in PDF format, you will need to obtain the Adobe Reader, which is available free of charge at Adobe's website, and install it on your computer.


Client Relationship Summary (Form CRS)

Citigroup Global Markets Inc. Citi Private Advisory, LLC
CGMI FORM CRS CPA FORM CRS

ADV Disclosure Documents

Citigroup Global Markets Inc. (CGMI)
For the following advisory programs:
  • Fiduciary Services Program
  • Manager Selection Program
  • Citi Advisor Program
  • Consulting and Evaluation Services Program
  • Multi-Asset Class Solutions Program
    • Multi-Asset Class Solutions Discretionary Bespoke
    • Multi-Asset Class Solutions Umbrella Portfolios
    • Multi-Asset Class Solutions Citi Active Allocation Portfolios Program
  • Advisory Portfolios Program
    • Advisory Portfolios Core
    • Advisory Portfolios Custom
  • Citi Portfolio Manager Program
  • Model Allocations Portfolios Program
  • Dynamic Allocation Portfolios – UMA Program
  • Legg Mason Private Portfolios Program


†The Disclosure Document for the CIM Investment Management Program, which is offered through CGMI's bank affiliate Citibank, N.A. (pursuant to Regulation 9 issued by the Office of the Comptroller of the Currency) is no longer included in this brochure.
CPB (CGMI) CLIENT CGMI ADV / CPB (BANK) CLIENT CGMI ADV
CGMI Financial Planning Service: CGMI/CPB Financial Planning ADV

 

Citi Private Advisory, LLC (CPA)
CPB (BANK) CLIENT CPA ADV

Additional Disclosure Documents

Citibank, N.A. (CBNA)
CPB DISCLOSURE STATEMENT for Citi Investment Management (CIM) Programs offered through Citibank, N.A. pursuant to Regulation 9 issued by the Office of the Comptroller of the Currency.

Privacy Notices

ERISA Section 408(b)(2) Disclosures

Qualified Professional Asset Manager (QPAM) Exemption Disclosure Documents

Trade Away Information

Third Party Investment Advisers

Page last updated - March, 2020 (Links updated periodically throughout the year)

* This website is for the exclusive use of clients of Citi Private Bank who have entered into agreements with Citi Private Bank for certain products that involve one or more of the investment managers listed above. Access to this website is for the sole purpose of providing these clients with certain information on such investment managers in compliance with applicable U.S. law. This website is not for anyone else's use or access. Any information on investment managers, other than those relevant to the client's investment in a particular product, is not directed at such client and is not, and is not intended to be, for such client's use, and should not be accessed. This website and the information set out in it is not, and is not intended to be, an offer of or solicitation for the fund management services of the investment managers below, or an offer or invitation to anyone to enter into any portfolio management mandate with such investment managers.
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